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Advisor Managed Programs

Our open architecture advisor managed programs provide you with flexible investment options and a high degree of customization.


Independent Asset Management Program 

The Independent Asset Management Program (IAM) enables investors to pursue their financial objectives with the purchase and sale of stocks, bonds, no-load and select load-waived mutual funds without transaction fees or commissions. With the right balance of investment products, you as a financial advisor can assist your clients in developing a custom portfolio to help achieve their investment objectives.

 

Benefits of IAM Include:

 

  • Unlimited Trading
  • No Transaction Fees
  • Set Your Own Fee Schedules
  • Implement Your Own Trading Strategies
  • Build Your Own Portfolio Models
  • Your Choice of investment Vehicles (Stocks, Bonds, Mutual Funds, UITs, Options, ETFs )
  • Use Discretionary or Non-discretionary Trading 
 

Additional Benefits of IAM Include: 

 

  • Consolidated Statements          
  • Account Protection
  • Quarterly Performance Reports  
  • Quarterly Flow Billing
  • Linking of Households
  • Custody through Pershing LLC
  • Advisor Workstation
  • Customer Online Viewing
  • Create up to 40 Portfolio Models
  • Order Blast Trades Across Models
  • Drift Reports
  • Performance Reports

IAM Custom Program 

IAM Custom provides you with all the features and benefits of IAM, but the execution and clearance costs can be absorbed by the advisor or client.  Note - ticket charges for Retirement Accounts cannot be charged to the client. 


Choice Mutual Fund Wrap Program 

The Choice Program is a comprehensive mutual fund investment program that provides you with the flexibility to access hundreds of mutual funds and Exchange Traded Funds (ETFs) from highly-regarded investment managers.  There are five investment objective models that incorporate strategies for both taxable and total return oriented clients.

 

Benefits of Choice Include: 

 

  • Unlimited Trading
  • No Transaction Fees
  • Set Your Own Fee Schedules
  • Implement Your Own Trading Strategies
  • Build Your Own Portfolio Models
  • Use Discretionary or Non-discretionary Trading
  • Your Choice of Investment Vehicles (Mutual Funds & ETFs) 
 

Additional Benefits of Choice Include:

 

  • Consolidated Statements           
  • Account Protection
  • Quarterly Performance Reports  
  • Quarterly Flow Billing
  • Linking of Households 
  • Custody through Pershing LLC
  • Advisor Workstation 
  • Customer Online Viewing
  • Create up to 40 Portfolio Models 
  • Order Blast Trades Across Models
  • Drift Reports 
  • Performance Reports

Choice Custom Program

Choice Custom provides you with all the features and benefits of Choice, but the execution and clearance fees may be absorbed by the advisor or the client.  Note - ticket charges for Retirement Accounts cannot be charged to the client.