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Regional Branch Director
As Regional Branch Manager, Mike Bruno oversees the daily support and workflow for all operational functions. This role includes all brokerage operations, direct business operations, imaging and document services, cashiering, and trading. In addition, Mike also oversees Investment Center's relationship with LPL Financial.
"Service is everything. Without top-notch service, we are just another support team. Our dedication to superior services has helped our advisors build more efficient and successful independent practices."
Vice President | Supervision
As VP of Supervision, Doug Wright is responsible for providing strategic direction to the compliance department and overseeing the development, implementation, communication, and review of all compliance processes, policies, procedures, and technology designed to meet the requirements of various regulatory authorities.
"The Investment Center makes managing an independent practice much more efficient and streamlined so that more time is available for business development and for clients."
