Consumer Information

The Investment Center, Inc is a broker-dealer registered with the United States Securities and Exchange Commission (SEC) and is a member of both the Financial Industry Regulatory Authority, Inc (FINRA) and Securities Investor Protection Corporation (SIPC). The Investment Center is also a SEC registered investment advisor. The principal office of The Investment Center is located at PO Box 770; 1420 US Highway 206 North, Bedminster; NJ 07921.


The Investment Center and its registered representatives are in compliance with the current registration and/or notice filing requirements imposed upon broker-dealers and investment advisors by those states in which the Investment Center maintains clients. The Investment Center may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. The Investment Center’s web site is limited to the dissemination of general information pertaining to its brokerage products and services. Accordingly, the publication of The Investment Center web site on the Internet should not be construed by any consumer and or prospective client as The Investment Center’s solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.


Any subsequent, direct communication by The Investment Center with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status and or disciplinary history of The Investment Center or any of its agents, please contact the SEC, FINRA and or the state securities law administrator for those states in which The Investment Center maintains a registration and or notice filing. The Investment Center does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to The Investment Center’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.


Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or product made reference to directly by The Investment Center in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for any client or prospective client’s investment portfolio. Historical performance results do not reflect the deduction of brokerage commissions, investment management and or transaction fees, the payment of which would have the effect of decreasing the indicated performance results.


Certain portions of The Investment Center’s web site may contain a discussion of its positions and or recommendations as of a specific prior date. As such, these may no longer be reflective of The Investment Center’s current position(s) and or recommendation(s). Moreover, no client or prospective client should assume that the above discussion serves as a substitute for personalized advice from the Investment Center. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be either suitable or profitable for a client’s investment portfolio.


To the extent that any client or prospective client utilizes any economic calculator or similar device provided by any unaffiliated third party linked to The Investment Center’s web site, the client and or prospective client is advised that the information resulting from the use of any such calculator or device, is not and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from The Investment Center, or from any other investment professional.